It’s getting to be a habit – the CFTC giving the industry additional time to comply with its rules (IA Watch, Aug. 4, 2016). The ...
The CFTC’s Office of Inspector General has released a report in which it expresses worry that the agency may not fully be protecting the identity ...
The next deadline to comply with the CFTC’s swaps margin rules is March 1, 2017, when larger financial firms will be subject to the regulator’s ...
Another month, another memorandum of understanding signed by the CFTC. This time with the UK’s regulator, the Financial Conduct Authority. The reason for the ...
The CFTC has finalized its proposal from this summer to expand the list of interest rate swaps that will have to be cleared through a ...
For the first time, the CFTC has fined a futures commission merchant, its CEO and its former risk officer for not taking seriously the Commission’s ...
Should the CFTC approve, you’ll have to report two financial ratios on future Form PQR and Form PR filings. The National Futures Association has ...
Derivatives clearing organizations will have to conduct at least annual penetration testing of their IT systems under the CFTC’s new final rule on DCO system ...
The Commission Sept. 8 took another step to accept a foreign regulator’s approach to overseeing swaps. In this case, it was the Japan Financial Services ...
Derivatives clearing organizations will have to conduct at least annual penetration testing of their IT systems under the CFTC’s new final rule on DCO system ...