It was a long time coming but the CFTC March 16 finally issued a formal notice instituting a substituted compliance program for EU-based derivatives clearing ...
You have to go back to 2014 to find the full complement of five commissioners at the CFTC. It will now be up to the ...
As it ushered in its new cybersecurity rule last week, the National Futures Association eased compliance with it by updating its self-exam questionnaire with cybersecurity ...
One side points to a new report that claims “scant evidence” supports the CFTC’s proposed implementation of position limits for 28 commodities derivatives. The other ...
March 1 ushers in the new cybersecurity rule from the National Futures Association, as scary stories continue to mount about cyber hackers trolling the industry ...
In the latest CFTC no-action letter to grant relief from planned rules changes that the Commission hasn’t gotten around to making yet, the agency advised ...
Regulators on both sides of the Atlantic appear to be playing nice. Last week’s announcement that the CFTC’s and the EU’s top regulators have agreed ...
A memorandum of understanding has been signed by the CFTC and German regulators that pledges both sides to cooperate in overseeing clearing organizations operating in ...
President Barack Obama has called on the doubling of the funding for the SEC from its 2015 level by 2021. In his 2017 fiscal year ...
You knew it wouldn’t take long for the CFTC to cite the Bank of England’s report on cleared swaps (see related story). “Trading on ...