Last week the Commodity Futures Trading Commission unveiled a final rule and a proposed rule, that could force certain advisers to register as commodity pool ...
The SEC's not alone with a large trader rule (IA Watch, 11/21/11). The CFTC's rule affects those with physical commodity swaps. Last week the CFTC ...
A little known provision within the Dodd-Frank reforms is causing advisers to pooled investment vehicles to question whether they'll be able to freely engage in ...
The comments are in to the CFTC about its new proposed rule to eliminate the so-called "4.5 and 4.13 exemptions" that could force many hedge ...
You have until April 12th to tell the CFTC what you think of its new proposal to eliminate exemptions that have kept many hedge funds ...
Some firms that are considered the highest frequency traders have received subpoenas for data designed to help regulators understand the cause of the May 6 ...
Among the 20 recommendations contained in a 96-page joint report released Friday by the SEC and the CFTC is one that supports congressional efforts to ...