The OCC, Board, FDIC, SEC, and CFTC are adopting final rules to amend the regulations implementing the Bank Holding Company Act’s prohibitions and restrictions on ...
Advisory clarifying that no documentation concerning the collection, posting and custody of initial margin is required to be completed until the initial margin threshold amount ...
The Commodity Futures Trading Commission (Commission) is proposing amendments to certain provisions of its regulations governing the offer and sale of foreign futures and options ...
RELEASE Number 7955-19 July 2, 2019 CFTC Charges Hedge Fund with Violating Wheat Futures Speculative Position Limits Washington, DC — The Commodity Futures Trading Commission ...
Based on Eris Clearing’s representations, it is the Division’s understanding that Eris Clearing would not need to perform monthly stress testing, because it would ensure ...
RELEASE Number 7954-19 July 1, 2019 CFTC Grants DCO Registration to Eris Clearing, LLC Washington, DC —The Commodity Futures Trading Commission (CFTC or Commission) announced ...
RELEASE Number 7953-19 July 1, 2019 CFTC Announces $2 Million Award to Joint Whistleblowers Washington, DC — The Commodity Futures Trading Commission (CFTC) announced today ...
Joint Statement on CFTC-SEC Portfolio Margining Harmonization Efforts June 27, 2019 Washington, DC – Commodity Futures Trading Commission Chairman J. Christopher Giancarlo and Securities and ...
No-Action relief granted to registered floor traders from compliance with certain conditions in paragraph (6)(iv) of the "swap dealer" definition in CFTC regulation 1.3.
RELEASE Number 7948-19 June 27, 2019 Commodity Pool and its President Ordered to Pay $1.2 Million, Banned from Markets for Futures Fraud Washington, DC – ...