During my time of service, it has been a priority to transform the CFTC into a 21st Century regulator for today’s digital markets. With ...
Nevertheless, London remains unique as a global financial center. It is the essential processing point for global wholesale markets for foreign exchange, interest rate ...
We at the CFTC believe in the power of markets to be the best determinate of the value of technology-driven innovation.
The reason that the Fund Complex has a CPO registration issue with respect to “A” is because “B” is used as a conduit for the ...
The Commodity Futures Trading Commission (Commission) is proposing amendments to certain regulations applicable to registered derivatives clearing organizations (DCOs). These proposed amendments would, among other ...
We want to map the inter-connectedness of regulated derivatives markets to the broader financial system and study risk transmission throughout. Undoubtedly, the CFTC’s regulatory ...
Bretas de Freitas and PCI fraudulently solicited at least $7.8 million from various victims for the defendants’ commodity pools or managed futures funds (“Funds”). ...
CFTC Charges Former Natural Gas Head Trader with Fraudulently Mismarking Futures and Physical Trades
Smothermon falsely inflated the value of the trading book he oversaw in his role as head trader of the company’s natural gas division in order ...
It is critical that the CFTC continues to work positively with its overseas regulatory counterparts, not just in the UK, but in all financial centers. ...
Although “D” and “A” are not under common control, and neither “D” nor “A” controls the other, they will remain jointly and severally liable for ...