The Commodity Futures Trading Commission (“CFTC” or “Commission”) is adopting amendments to revise its regulations requiring covered persons to provide annual privacy notices to customers. ...
The current implementation of the SLR is biased against derivatives. It does not take into account the fact that outstanding derivative contracts in a ...
The Follow-Up Group has three important tasks:
•Examine instances of market fragmentation in securities and derivatives markets, and the potential reasons why fragmentation developed.
•Take stock of ...
That is, in large part, why we are here today – to rededicate ourselves, across industry segments, and with academia and financial intermediaries to engage ...
It’s equally hard to create a regulatory environment that supports that type of continued innovation. Let us not take the easy road, but the ...
hat is, in large part, why we are here today – to rededicate ourselves, across industry segments, and with academia and financial intermediaries to engage ...
At the end of the day, markets exist to serve the need of end users - American families, corporates, municipalities and others. These users are ...
No-action relief granted to ensure the continued availability, following Brexit, of regulatory relief under certain existing CFTC comparability determinations and exemption orders originally issued by ...
This staff letter ensures that existing regulatory relief provided by DSIO, DMO, and DCR pursuant to certain existing staff letters affecting EU entities continues to ...
Europe and the United States must continue to show the world that we can work together. Europe invented entrepreneurship, and America embraced it. ...