And true to our word, we at the CFTC have spent considerable time and resources to forge strong relations and seek cross border coordination with ...
market leaders and regulators, we must take every step possible to thwart cyber-attacks on the world’s financial markets. The cyber threat must take priority, which ...
The Commodity Futures Trading Commission (Commission) is amending Rule 143.8, its rule that governs the maximum amount of civil monetary penalties, to adjust for inflation. ...
Following a hearing on March 6, 2018, Judge Weinstein found that the CFTC had shown a reasonable likelihood that Defendants will continue to violate the ...
Friedrichsen solicited clients for his fraudulent scheme via Craigslist ads, telephone, and e-mail. In these solicitations, the CFTC alleges that Friedrichsen made numerous materially false ...
Based on the facts presented and the representations SHCH has made, the Division will not recommend that the Commission take enforcement action against SHCH for ...
The Division grants time-limited no-action relief to Relief DCO Counterparties, solely from the following reporting obligations:
a. Reporting continuation data pursuant to § 45.4 on Relief ...
The Commodity Futures Trading Commission (the “Commission”) is amending its primary definitions regulation to make it more user-friendly both to industry and the public. Specifically, ...
CFTC Chairman J. Christopher Giancarlo addresses many issues in appearance before a Senate committee
The CFTC is committed to honoring its obligations under the 2016 equivalence agreement. Yet, there are some indications that the European Commission views the UK’s ...
DSIO will not recommend that the Commission commence an enforcement action against an Applicant for failure to be registered with the Commission as an IB ...