(a) Applications A board of trade applying to the Commission for designation as a contract market shall submit an application to the Commission that includes ...
Section, act Sept. 21, 1922, ch. 369, §5a, as added Pub. L. 106–554, §1(a)(5) [title I, §111], Dec. 21, 2000, 114 Stat. 2763, 2763A–387; amended ...
(a) Registration requirement (1) In general Except as provided in paragraph (2), it shall be unlawful for a derivatives clearing organization, directly or indirectly, to ...
(a) Acceptable business practices under core principles (1) In general Consistent with the purposes of this chapter, the Commission may issue interpretations, or approve interpretations ...
Section, act Sept. 21, 1922, ch. 369, §5d, as added Pub. L. 106–554, §1(a)(5) [title I, §114], Dec. 21, 2000, 114 Stat. 2763, 2763A–401, related ...
The failure of a registered entity to comply with any provision of this chapter, or any regulation or order of the Commission under this chapter, ...
(a) Any board of trade that is registered with the Securities and Exchange Commission as a national securities exchange, is a national securities association registered ...
(a) Treatment as financial institutions Notwithstanding section 509(3)(B) of the Gramm-Leach-Bliley Act [15 U.S.C. 6809(3)(B)], any futures commission merchant, commodity trading advisor, commodity pool operator, ...
(a) Registration (1) In general No person may operate a facility for the trading or processing of swaps unless the facility is registered as a ...
(a) Any person desiring to be designated or registered as a contract market or derivatives transaction execution facility shall make application to the Commission for ...