It shall be unlawful for any person, against whom there is outstanding any order of the Commission prohibiting him from trading on or subject to ...
(a) Action taken; written notice of reasons for action (1) Any exchange or the Commission if the exchange fails to act, may suspend, expel, or ...
The Commission may, in accordance with the procedures provided for in this chapter, refuse to register, register conditionally, or suspend, place restrictions upon, or revoke ...
Section, act Sept. 21, 1922, ch. 369, §8e, as added Pub. L. 102–546, title II, §202(a), Oct. 28, 1992, 106 Stat. 3598, related to Commission ...
(a) Felonies generally It shall be a felony punishable by a fine of not more than $1,000,000 or imprisonment for not more than 10 years, ...
(a) No contract for the sale of motion picture box office receipts (or any index, measure, value, or data related to such receipts) or onions ...
If any registered entity is not enforcing or has not enforced its rules of government made a condition of its designation or registration as set ...
(a) Action to enjoin or restrain violations Whenever it shall appear to the Commission that any registered entity or other person has engaged, is engaging, ...
(1) Whenever it shall appear to the attorney general of any State, the administrator of the securities laws of any State, or such other official ...
If any person (other than a registered entity), is violating or has violated section 9 of this title or any other provisions of this chapter ...