This case involves the operation of a fraudulent futures and off-exchange foreign currency pool scheme.
Extension of time to furnish the 2014 annual report to the Commission.
This relief expires Dec. 31, 2015.
This case involved a Forex commodity pool scheme and the theft of investor funds.
This case against Deutsche Bank Securities also alleges violations of CFTC reporting obligations.
The SEC extends temporary Investment Adviser rule 206(3)-3T (principal trade) through 2016.
This letter helps a signal futures firm so it can have more time to file a petition to be exempt from being a derivatives clearing ...
This letter gives on entity, India Ltd., more time to seek a DCO exemption.
Extension of time-limited no-action relief for Korea Exchange, Inc. with regard to Section 5b(a) of the Commodity Exchange Act and implementing regulations thereunder.
Extension of time-limited no-action relief for OTC Clearing Hong Kong Limited with regard to Section 5b(a) of the Commodity Exchange Act and implementing regulations thereunder.