Commissioner Wetjen urges improved transparency for standardizing stress tests, consideration of a requirement for CCP capital contributions to a guarantee fund and ensuring that recovery ...
This fraudster ripped off charitable and university foundations and pension and retirement plans.
Commissioner Bowen urges against the temptation to ratchet back or weaken prior versions of swaps rules.
No-action letter again modifying the terms of previous No-Action Letter 13-22 for treasury affiliates entering into swaps on behalf of non-financial end-user affiliates that could ...
DSIO is issuing conditional no-action relief permitting a provisionally registered swap dealer to satisfy certain of its requirements under Rule 3.3 by reporting to, and ...
This fraudster got serious time for a criminal conviction related to his commodities fraud.
This case claims that at least three customers were taken by a defendant who claimed that he was a licensed broker when in reality his ...
CFTC's Division of Market Oversight issues time-limited no-action relief from certain requirements of Part 45 and Part 46 of the Commission's regulations, for Certain Swap ...
CFTC Commission Chris Giancarlo outlines his six principles for financial market regulation.
Chairman Massad talks challenges ahead, including the oversight of clearinghouses, cross-border regulations, swaps trading and cybersecurity.