This is a proposed rule from the CFTC in 2014 that would eliminate the need for commodity trading advisors (CTAs) to record swaps conversations (IA ...
Commissioner Wetjen suggests six steps the Commission should take to ease concerns about its swaps regulations. These include to amend the agency's no-action letter on ...
This is an extension of a previous no-action letter from the CFTC.
Extension of conditional time-limited no-action relief for Yieldbroker Pty Limited with regard to Section 5h(a)(1) of the Commodity Exchange Act and Commission Regulation 37.3(a)(1) until ...
This FCM failed to supervise an AP and to provide and maintain an adequate program of supervision.
CFTC Chair Massad recaps swaps regulations while pointing out that Congress hasn't given the Commission the resources to do its job.
Commissioner Giancarlo warns that the "world is voting with its trading book to transact in other markets" because of the Commission's swaps rules.
This statement concerns the charges issued against five banks for attempting to manipulate the foreign exchange benchmark rate.
CFTC Orders Five Banks to Pay over $1.4 Billion in Penalties for Attempted Manipulation of Foreign Exchange Benchmark Rates
The Division previously provided no-action relief for certain swaps required to be traded on a swap execution facility (SEF) or designated contract market (DCM) to ...