Commissioner Bowen discusses a proposed interpretation on embedded volumetric optionality. "I think the trade option exemption provides a much clearer and cleaner approach to address ...
Commissioner Wetjen takes issue with the seventh factor’s ambiguity for volumetric optionality.
I commend the Commission for today’s action. I am also satisfied that concerns of my staff were addressed so that any change to this deadline ...
The Division of Swap Dealer and Intermediary Oversight issued a no action position from compliance with certain requirements of Regulation 1.57(a)(1), such that a guaranteed ...
No-action relief for Victoria University of Wellington, New Zealand, to operate a not-for-profit market for event contracts, and to offer event contracts to U.S. persons.
This fraudster got in trouble, in part, for failing to register as a CTA.
Federal Court Orders California Resident Ryan A. Nassbridges and his California Companies to Pay over $18 Million in Civil Monetary Penalties in a Commodity Pool ...
CFTC Obtains Default Judgment against Texas-Based Financial Robotics, Inc. for Fraudulent Forex Scheme
Federal Court Orders Boston Resident John B. Wilson and His Company, JBW Capital LLC, to Pay a Civil Penalty of More than $2.8 Million for ...
CPO stripped of membership after being found guilty of misappropriating investor funds and making...
CFTC Revokes Registrations of Abdul Sultan Walji and His Company, Arista LLC, Based on Courtâ's Permanent Injunction Order Prohibiting Them from Committing Further Fraud and ...