This final rule amends Regulation AB and other rules governing the offering process, disclosure, and reporting for asset-backed securities. The final rules require that, with ...
Chair Massad talks about U.S. and non-U.S. rules for warps. For instance, U.S. requirements on FCMs that "ensure not only that customer funds are protected, ...
Commissioner Wetjen talks about a new margin proposal that establishes initial and variation margin requirements for uncleared swaps between swap dealers, and others, and certain ...
Commissioner Bowen talks about "a crucial corner of the special entity world where I think it makes sense to take a different approach, and depart ...
Commissioner Giancarlo implores that uncleared swaps will remain an important tool for customized risk management by businesses, governments, asset managers and other institutions whose operations ...
Chair Massad applauds a court decision backing the CFTC.
This action strips SAC of its registrations as a Commodity Trading Advisor (CTA) and Commodity Pool Operator (CPO).
CFTC alleges that Galemmo solicited at least $116 million from pool participants and only deposited approximately $4.7 million of the funds into futures accounts.
This 2014 proposal provide would hold that certain communications involving security-based swaps that may be purchased only by eligible contract participants will not be deemed ...
Conditional no-action relief with respect to swaps trading on certain financial markets that are licensed in Australia and overseen by the Australian Securities & Investments ...