Subject to specific conditions, the Division of Swap Dealer and Intermediary Oversight granted the Federal Home Loan Mortgage Corporation and the Federal National Mortgage Association ...
Extension of Time-Limited No-Action Relief with Respect to Certain Commodity Exchange Act Provisions That May Apply to Southwest Power Pool, Inc. and/or Its Participants.
These crooks solicited retail customers, generally by telephone, to buy and sell physical precious metals, such as gold and silver, in off-exchange, leveraged transactions.
No-action relief for the Chicago Mercantile Exchange, Inc. with regard to Regulations 1.20(d) and 22.5(a).
Time-limited no-action relief for the Clearing Corporation of India Ltd. with regard to Section 5b(a) of the Commodity Exchange Act and implementing regulations thereunder.
Time-limited no-action relief granted by DMO to swap execution facilities (SEFs) for incorporating by reference previously-negotiated freestanding agreements into SEF-generated confirmations for uncleared swap transactions, ...
The Investment Company Act of 1940 Section 52 -- Short Title This title may be cited as the "Investment Company Act of 1940". Legislative History ...
The Investment Company Act of 1940 Section 41 -- Hearings by Commission Hearings may be public and may be held before the Commission, any member ...
The Investment Company Act of 1940 Section 51 -- Separability If any provision of this title or any provision incorporated in this title by reference, ...
The Investment Company Act of 1940 Section 58 -- Changes in Investment Policy No business development company shall, unless authorized by the vote of a ...