The Investment Company Act of 1940 Section 38 -- Rules, Regulations, and Orders Powers of Commission. The Commission shall have authority from time to time ...
The Investment Company Act of 1940 Section 54 -- Election to Be Regulated as Business Development Company Eligibility. Any company defined in Section 2(a)(48)(A) and ...
The Investment Company Act of 1940 Section 13 -- Changes in Investment Policy No registered investment company shall, unless authorized by the vote of a ...
The Investment Company Act of 1940 Section 44 -- Jurisdiction of Offenses and Suits The district courts of the United States and the United States ...
The Investment Company Act of 1940 Section 64 -- Accounts and Records Exception for business development company. Notwithstanding the exemption set forth in Section 6(f) ...
The Investment Company Act of 1940 Section 23 -- Closed-End Companies Issuance of securities. No registered closed-end company shall issue any of its securities (1) ...
The Investment Company Act of 1940Section 11 -- Offers to Exchange Securities Approval by Commission for exchanges of securities on basis other than relative net ...
The Investment Company Act of 1940 Section 20 -- Proxies; Voting Trusts; Circular Ownership Prohibition on use of means of interstate commerce for solicitation of ...
The Investment Company Act of 1940Section 14 -- Size of Investment Companies Public offerings. No registered investment company organized after the date of enactment of ...
The Investment Company Act of 1940 Section 35 -- Unlawful Representations and Names Misrepresentation of guarantees. In general. It shall be unlawful for any person, ...