The Investment Company Act of 1940 Section 16 -- Board of Directors Election of directors. No person shall serve as a director of a registered ...
The Investment Company Act of 1940Section 8 -- Registration of Investment Companies Notification of registration; effective date of registration. Any investment company organized or otherwise ...
The Investment Company Act of 1940Section 10 -- Affiliations or Interest of Directors, Officers, and Employees Interested persons of company who may serve on board ...
The Investment Company Act of 1940 Section 42 -- Enforcement of Title Investigation. The Commission may make such investigations as it deems necessary to determine ...
The Investment Company Act of 1940 Section 30-- Reports and Financial Statements of Investment Companies and Affiliated Persons Annual report by company. Every registered investment ...
The Investment Company Act of 1940 Section 22 -- Distribution, Redemption, and Repurchase of Securities; Regulations by Securities Associations Rules relating to minimum and maximum ...
The Investment Company Act of 1940 Section 24 -- Registration of Securities Under Securities Act of 1933 Registration statement; contents. In registering under the Securities ...
The Investment Company Act of 1940 Section 26 -- Unit Investment Trusts Custody and sale of securities. No principal underwriter for or depositor of a ...
The Investment Company Act of 1940Section 15 -- Contracts of Advisers and Underwriters Written contract to serve or act as investment adviser; contents. It shall ...
The Investment Company Act of 1940 Section 27 -- Periodic Payment Plans Sale of certificates; restrictions. It shall be unlawful for any registered investment company ...