Carter and Slobodnik told prospective and actual participants that Blue Guru would use their money to trade futures, including the Dow Jones E-mini and the ...
The Commodity Futures Trading Commission (“CFTC” or “Commission”) is adopting certain amendments to its rules that, respectively, govern registration of intermediaries and relate to the ...
I very much welcome this letter from Senators Roberts and Stabenow. I am very grateful to them for their strong support of the CFTC and ...
One thing is certain: ignoring virtual currency trading will not make it go away. Nor is it a responsible regulatory strategy. The CFTC has an ...
To address the negative impacts on FCM net capital, you have requested a no-action position to allow an FCM to exclude a deferred tax liability ...
CFTC shares the RED List with other government regulators, the media, consumer groups, industry participants, self-regulatory organizations, exchanges, and industry associations.
No-action letter extending the time-limitation contained in an alternative compliance framework available to certain affiliated counterparties pursuant to Commission regulation 50.52(b)(4)(ii)-(iii), extending the time-limitation permitting ...
No action letter extending relief from section 2(h)(8) of the Commission Exchange Act for any eligible affiliate counterparty that executes a swap transaction with another ...
I have said consistently that virtual currencies are unlike any commodity that the CFTC has dealt with in the past, and I know they pose ...
The Division will not recommend that the Commission take an enforcement action against a non-U.S. SD or a non-U.S. MSP established in Australia, Canada, the ...