Securities Act of 1933 Section 27A -- Application of Safe Harbor for Forward-Looking Statements Applicability This section shall apply only to a forward-looking statement made ...
Securities Act of 1933 Section 11 -- Civil Liabilities on Account of False Registration Statement Persons possessing cause of action; persons liableIn case any part ...
Securities Act of 1933 Section 2 -- Definitions; Promotion of Efficiency, Competition, and Capital Formation Definitions When used in this title, unless the context otherwise ...
Securities Act of 1933 Section 27 -- Private Securities Litigation Private class actions In general The provisions of this subsection shall apply to each private ...
Securities Act of 1933 Section 3 -- Classes of Securities under this Title Exempted securities. Except as hereinafter expressly provided, the provisions of this title ...
SEC. 1. This title may be cited as the ‘‘Securities Act of 1933’’. Legislative History May 27, 1933, ch. 38, title I, Sec. 1, 48 ...
(a) REQUIREMENTS ON INTERMEDIARIES.—A person acting as an intermediary in a transaction involving the offer or sale of securities for the account of others pursuant ...
(a) IN GENERAL.—An underwriter, placement agent, initial purchaser, or sponsor, or any affiliate or subsidiary of any such entity, of an asset-backed security (as such ...
(1) The name under which the issuer is doing or intends to do business; (2) the name of the State or other sovereign power under ...
(1) Name of borrowing government or subdivision thereof; (2) specific purposes in detail and the approximate amounts to be devoted to such purposes, so far ...