Acting Chair Wetjen asks Congress for more money to help carry out the CFTC's increasing duties.
Extension of conditional time-limited no-action relief for Yieldbroker Pty Limited with regard to Section 5h(a)(1) of the Commodity Exchange Act and Commission Regulation 37.3(a)(1).
Director McGonagle tells Congress about his division's oversight of the market, including "enforcement reviews of DCMs’ self-regulatory programs" and its evaluation of "their compliance with ...
This is a correction of an earlier rule that put in place risk management programs, internal monitoring and controls, capital and liquidity standards, customer disclosures, ...
Time-limited no-action relief for OTC Clearing Hong Kong Limited with regard to Sections 5b(a) and 2(h)(1)(A) of the Commodity Exchange Act and implementing regulations thereunder.
CFTC Also Charges Oren Shabat Laurent as the Controlling Person of the Corporate Defendants and of the Banc de Binary Common Enterprise.
Commissioner O'Malia discusses high frequency trading, 21st century surveillance, cross-border swaps regulations and more.
DMO and DCR issued no-action relief, providing the phased-in compliance for package transactions which include at least one swap that has been made available to ...
Yadgir held an aggregate live cattle futures net long position that totaled 620 contracts, exceeding his speculative position limit by 70 contracts.
This CPA did not have experience auditing FCMs or any entity that held customer segregated accounts, was not qualified to conduct an FCM audit and ...