Commissioner O'Malia talks about Dodd-Frank's effects on the commodities market.
This relates to Extension of the Relief with for swaps trading on certain multilateral trading facilities overseen by competent authorities designated by European Union member ...
This gives relief from compliance with certain requirements of regulation 3.3 relating to the CCO annual report.
This relief goes to certain members of a designated contract market (DCM) from the requirement to record oral communications under regulation 1.35(a).
This letter targets utility special entities, which may own or operate electric or natural gas facilities or supply energy.
The CFTC says Scott "directly and by word of mouth, allegedly solicited pool participants located in Texas and solicited at least some pool participants by ...
Commissioner O'Malia supports the cross-divisional data team’s effort to fix our reporting rules and enhance the Commission’s ability to use its data.
The CFTC Complaint charges the Defendants with engaging in illegal, off-exchange financed transactions in precious metals with retail customers.
A former senior commodities analyst with Rice Investment Company, a commodity brokerage firm registered with the CFTC as an Introducing Broker located in Maumee, Ohio, ...
Federal Court Issues Emergency Order Freezing Defendants’ Assets and Protecting Books and Records.