The Division of Swap Dealer and Intermediary Oversight confirmed the availability of Staff Letter 00-10, which provided CPO registration relief to a university's cooperative extension ...
Stropp falsely represented that the statement included all his known assets and that the statement was true, correct, and complete, states the CFTC. He also ...
Wetjen addresses the necessity for global harmonized derivatives regulation.
Extension of Time-Limited No-Action Relief to Eurex Clearing with Regard to Sections 5b(a) and 2(h)(1)(A) of the Commodity Exchange Act and Implementing Regulations Thereunder.
Wetjen says the agency doesn't have the monitor to adequately monitor registrants.
Time-Limited No-Action Relief from Certain Provisions of the Treatment of Outward-Facing Swaps Condition in the Inter-Affiliate Exemption.
No-action letter providing time-limited no-action relief from the requirements of the trade execution requirement in Commodity Exchange Act (CEA) section 2(h)(8) to Eligible Affiliate Counterparties, ...
Commissioner O'Malia says CFTC spending shouldn't be increased because it duplicates the NFA's work.
This budget asks a strained and exhausted CFTC staff to do the impossible with too little. We work hard here, and have been granted needed ...
The Division of Swap Dealer and Intermediary Oversight (Division) took a CPO registration no-action position with respect to the operation of certain collective trading vehicles ...