I have serious concerns with the evolving jurisdictional application of the Commission’s authority over cross-border trades. It appears based on the staff Advisory, that ...
The CFTC contends the bank president lied about trades, calling them "Pure coincidence that the trades crossed. Very isolated when viewed in the context of ...
This is a proposal from the SEC in 2013 that represents part 2 of its JOBS Act responsibilities. This rule would expand the existing exemption ...
The Commission proposes to establish speculative position limits for 28 exempt and agricultural commodity futures and option contracts, and physical commodity swaps that are ‘‘economically ...
This rule applies additional standards for compliance with the derivatives clearing organization (DCO) core principles for systemically important DCOs.
This final rules affects futures and swap market participants by allowing the CFTC to see position and transaction reporting by requiring the electronic submission of ...
This final rule from the CFTC in 2013 tightens protections by strengthening risk management programs and deals with derivatives clearing organizations (‘DCOs’) and responsibility of ...
This rule applies Dodd-Frank requirements on swap dealers and major swap participants with respect to the treatment of collateral posted by their counterparties to margin, ...
These regulations clarify certain responsibilities of a swap dealer or major swap participant regarding its employees who solicit, accept or effect swaps in a clerical ...