This is a 2012 order from the CFTC dealing with the availability of a Legal Entity Identifier for the CFTC's swap data reporting requirements.
This is the SEC's proposal rule from 2012 to eliminate the prohibition against general solicitation and general advertising in rule 506 and rule 144A offerings. ...
This final rule from the CFTC served to bring some of its regulations in line with Dodd-Frank reforms.
This correction makes an editorial correction to language of the preamble that conflicted with the rule text of the final rule.
This final rule sets up a schedule to phase in compliance with the clearing requirement under new section 2(h)(1)(A) of the Commodity Exchange Act.
This is a final rule, released in July 2012 by the SEC and the CFTC that serves Dodd-Frank's desire to regulate derivatives. This rule further ...
This is a final rule, inspired by Dodd-Frank and produced jointly by the CFTC and the SEC to further define “Swap,”“Security-Based Swap,” and “Security-Based Swap ...
This is a CFTC proposal from 2012 that would give an exemption from clearing swaps for cooperatives.
This is a small correction to the SEC's and CFTC's joint definitions of “swap dealer,”“security-based swap dealer,”“major swap participant,”“major security-based swap participant” and “eligible contract ...
This correction fixes an earlier regulation regarding Customer Clearing Documentation, Timing of Acceptance for Clearing, and Clearing Member Risk Management, and Core Principles and Other ...