This is a proposed rule from the CFTC released in February 2012 to attempt to harmonize its rules with the SEC so as to make ...
This are final rules released by the CFTC in February 2012 governing data collection rules for commodity pool operators and commodity trading advisers. This amending ...
This CFTC final rule from 2012 puts in place regulations imposing requirements on futures commission merchants (FCMs) and derivatives clearing organizations (DCOs) regarding the treatment ...
This is a minor correction to the CFTC's swap rules.
This final rule puts in place the Dodd-Frank reforms that included the registration of swap dealers and major swap participants.
This Dodd-Frank regulation implements a framework for the real-time public reporting of swap transaction and pricing data for all swap transactions.
This is an SEC final rule adjusting its standard for an accredited investor to fit with Dodd-Frank rule changes. This was released in December 2011.
This is a final rule from the CFTC, issued in December 2011, that includes Dodd-Frank reforms related to the segregation of customer accounts that involve ...
This is a 2011 final and interim rule from the CFTC that sets position limits for 28 exempt and agricultural commodity futures and options contracts ...
This final rule establishes the compliance and other obligations facing derivatives clearing organization (DCO) as a result of Dodd-Frank reforms.