To effectively oversee the evolving derivatives markets, the Commission is requesting $281.5 million and 739 full-time equivalents (FTE) for fiscal year 2018 operations. This is ...
The Division will not recommend that the Commission take enforcement action against CMECE for failing to comply with Section 5b of the CEA or Parts ...
Liew, on numerous occasions, acting individually and in coordination with other traders on the precious metals trading desk of Financial Institution 1, placed orders to ...
In its request, the WMBAA contends that despite swap execution facility (“SEF”) efforts to continue to work on solutions to reduce operational and clerical errors,2 ...
I believe that the budget request that we are submitting is inadequate and will prevent us from being able to fulfill our mission of protecting ...
The Commodity Futures Trading Commission (the “Commission”) is amending the recordkeeping obligations set forth in Commission regulations along with corresponding technical changes to certain provisions ...
The Commodity Futures Trading Commission (“Commission”) is amending its regulations and forms to enhance the process for reviewing whistleblower claims and to make related changes ...
The Court found that the Defendants falsely represented to customers and prospective customers that the Defendants’ trading system had “never had a losing month,” and ...
LabCFTC will be the focal point of CFTC FinTech policy consideration and development. It will be the hub for our engagement with FinTech innovators and ...
The futures and swaps markets are rooted in the last century, and we now oversee trading that occurs almost exclusively on screens where transactions happen ...