For the past six years, the CFTC has operated at a breakneck pace driven by Dodd-Frank’s mandate for swift rule implementation on swaps. That mandate ...
Based on the foregoing and the representations made by “A”, and without making a determination as to whether the activity in question is a “covered ...
The CFTC Order finds that for a number of years, from at least May 2011 and continuing through at least October 2014, Davisco accepted orders ...
Because the WMBAA and its members have been unable to develop a solution to meet the confirmation requirements in Commission Regulation 37.6(b), it requests this ...
Fisher submitted applications to the National Futures Association (NFA) to register Zero Chaos with the CFTC as a Commodity Trading Advisor (CTA) and to register ...
The Order also finds that, rather than trade binary options on behalf of their clients, the Defendants misappropriated almost $2 million of client funds, and ...
As is explained below, the Commission is extending for 60 days the comment period for the Proposal until May 15, 2017.
But, as I mention the CFTC’s Division of Enforcement, let me take this moment to warn those who may seek to cheat or manipulate our ...
I am beginning to wonder if we already need to do more to both push large entities to encourage greater innovation and to require that ...
The CFTC’s Division of Market Oversight further extends time-limited, conditional masking no-action relief provided in CFTC Letters 16-03 and 16-33 permitting Part 45 and Part ...