ISDA Japan requested relief for SDs that are subject to the uncleared swap margin requirements of both the CFTC and the Financial Services Agency of ...
You need to foster an environment that lends itself to inclusion. My staff will tell you that I like to hear their diverse viewpoints. I ...
Let me stress again that there are no easy answers to these problems, though fixing a lack of faith in institutions is certainly the most ...
Global systemic risk is not reduced by the abrupt cessation of risk hedging activity by American life insurance companies and retirement funds at a time ...
DSIO believes that a specific and limited no-action position will serve to preserve the Commission’s March 1 implementation commitment, while help-ing to avoid a disruption ...
If SMAs are left with no choice but to set MTA to zero at the account level, this consequence negatively impacts SMA owners, imposing burdens ...
Between April and November 2014, while acting as a CPO for OCF, Oden improperly claimed an exemption from registration and violated numerous regulatory requirements for ...
According to the SIFMA AMG No-Action Request, it is not practicable, notwithstanding good-faith efforts, to comply with the new notice filing and certification requirements of ...
This letter provides relief for the period from and including Feb-ruary 4, 2017 to and excluding May 8, 2017 from compliance with certain provisions of ...
The Court’s Order stems from a CFTC Complaint filed on January 12, 2016 that charged DiCrisci and Oakmont with engaging in illegal, off-exchange precious metals ...