I regret that derivatives regulation was not more of a focal point of policy discussion during the election. Most Americans would have found the subject ...
The Commodity Futures Trading Commission (“Commission” or “CFTC”) is amending its regulations regarding the timing for furnishing to the Commission the chief compliance officer (“CCO”) ...
Sarao pleaded guilty in the U.S. District Court for the Northern District of Illinois to one count of spoofing and one count of wire fraud ...
It is an illustration of the fact that our regulations have not kept up with our modern markets. Today’s proposal is a part of what ...
Of these changes, there are two in particular that I want to flag. First, we are revising our registration regime to better focus our attention ...
Yet, these are not new protections. They are in place today. Simply citing them in the preamble and rule text of the Supplemental Notice gives ...
The Division of Market Oversight extended the no-action relief granted in CFTC Letter 15-55 for certain swaps required to be traded on a swap execution ...
Another type of analysis we routinely do is to decompose or deconstruct the order book. Think of the entire limit order book like an onion ...
We can bring the data the CFTC holds for the futures markets, as well as the data now collected on the swaps markets, to bear ...
Most of our work consists not of rule-making but other matters, such as ongoing examinations of firms to ensure compliance with rules, surveillance of markets ...