The final rules inadvertently omitted § 39.13(g)(8)(iii), which was not proposed to be modified
Both registered and exempt CPOs will be required to represent that they and their respective principals are not subject to certain statutory disqualifications under the ...
The Commission is issuing the Interim Final Rule as a result of the coronavirus disease 2019
The Commission is proposing that non-U.S. CPOs may claim an exemption from registration with respect to its qualifying offshore commodity pools
The list of factors below is intended to provide a framework through which Division staff will evaluate the appropriate penalty to recommend to the Commission
The Commission restores text that had been inadvertently deleted in a prior rulemaking
The Commission proposes to exempt swaps entered into with a central bank, sovereign entity, or international financial institution from the Clearing Requirement
CIM placed orders at different bid and offer prices, but after being unable to fill the orders, Khorrami repeatedly modified the orders until the bid ...
This proposed rule would reduce the amount of reporting required of CPOs on their Form CPO/PQR
the proposal would eliminate the pool-specific information currently required to be reported in Schedules B or C of the form