The revised compliance schedule mitigates the potential of a market disruption
The CFTC understands "that the COVID-19 pandemic may present challenges in timely meeting certain of their obligations"
These regulations set requirements for foreign firms acting as an FCM, introducing broker, commodity pool operator and commodity trading adviser that offer and sell foreign ...
The Commission is also proposing revisions to streamline the requirements for reporting new swaps
The Commission is also proposing revisions that, among other things, change the “block trade” definition
These matters are currently the subject of relief in certain no-action letters from Commission staff
The existing framework is largely a historical remnant of an approach that predates cash-settled futures contracts
The amendments address certain risk management and reporting obligations
The proposal addresses the cross-border application of the registration thresholds and certain requirements applicable to swap dealers and major swap participants
The CFTC is proposing a rule to prohibit ‘‘post-trade name give-up’’ practices related to trading on swap execution facilities