While EMIR 2.2 requires a number of implementation steps such that application of EMIR 2.2 to U.S. CCPs will likely not take effect until 2021 ...
Foreign Trading Platform and Its CEO to Pay $990,000 for Illegal Bitcoin-Related Transactions with U.S. Customers
CFTC Division of Enforcement Issues Advisory on Violations of the Commodity Exchange Act Involving Foreign Corrupt Practices
Federal Court Orders Purported Metals Dealer and His Companies to Pay More Than $8 million for Fraud and Misappropriation of Customer Funds in CFTC Action
And true to our word, we at the CFTC have spent considerable time and resources to forge strong relations and seek cross border coordination with ...
market leaders and regulators, we must take every step possible to thwart cyber-attacks on the world’s financial markets. The cyber threat must take priority, which ...
Following a hearing on March 6, 2018, Judge Weinstein found that the CFTC had shown a reasonable likelihood that Defendants will continue to violate the ...
Friedrichsen solicited clients for his fraudulent scheme via Craigslist ads, telephone, and e-mail. In these solicitations, the CFTC alleges that Friedrichsen made numerous materially false ...
Based on the facts presented and the representations SHCH has made, the Division will not recommend that the Commission take enforcement action against SHCH for ...
The Division grants time-limited no-action relief to Relief DCO Counterparties, solely from the following reporting obligations:
a. Reporting continuation data pursuant to § 45.4 on Relief ...