the Sponsors request a position of no-action from DSIO with respect to a failure by an SD to comply with Commission Regulation 23.1537 requiring the ...
Today marks a significant milestone in cross border harmonization between the European Commission and the CFTC. First, I am pleased to announce that we have ...
I am committed to supporting and strengthening the CFTC’s mission to foster open, transparent, competitive, and financially sound markets for the trading of commodity ...
Allensworth began working with Weddle to solicit investments in the JustInfo LLC pool. The Complaint alleges that Allensworth and Weddle used fake trading statements and ...
Trader A repeatedly traded using the same spoofing pattern: Trader A placed one or more large orders (typically more than 100 contracts) on one side ...
In June 2011, the CFTC charged Reisinger and ROF with operating a fraudulent commodity pool that solicited approximately $4 million from pool participants from at ...
I would like to commend the Treasury Department for a thoughtful, substantive, and comprehensive report on our U.S. capital markets,†said Giancarlo. “Our team at ...
Defendants allegedly solicited funds using two websites that claimed Profit Management had “over 15 years of successful online futures trading experience … doing exactly what ...
MSCO failed in certain respects to implement and maintain adequate systems and procedures for reconciling exchange and clearing fees from at least 2009 through April ...
Over the course of 21 days, from at least March 3, 2016 through March 24, 2016, Tillage's fund administrator received seven fraudulent requests to transfer ...