We need to continue to improve cyber-health of our market participants, register HFT firms, establish long-awaited governance rules, and fund this agency at the level ...
DMO will not recommend that the Commission commence an enforcement action against a Reporting Party for failure to comply with a refresh update requirement set ...
Merrill Lynch failed to supervise its response to CME Group’s inquiries from January 2010 through December 2010. Specifically, Merrill Lynch relied on the business operations ...
You request relief from commodity pool operator (“CPO”) and commodity trading advisor (“CTA”) regulation on behalf of several universities with respect to (1) their collective ...
The CFTC Complaint alleges that from approximately January 2014 through approximately January 2016, GBI and Gelfman, company Chief Executive Officer and Head Trader, operated a ...
The Division will not recommend that the Commission commence any enforcement action against “B” for failure to register as a CPO under section 4m(1) of ...
the CFTC is working side-by-side with international regulators, including many European regulators, on harmonization of key data standards for swaps trade reporting. This critical ...
The Division believes that granting “A” University no-action relief from CPO and CTA registration and the requirements of Regulation 4.20 is appropriate based on the ...
Chairman J. Christopher Giancarlo Remarks at the Global Forum for Derivatives Markets 38th Annual...
If Brexit is indeed the trigger for a new approach in Europe regarding the supervision of cross-border CCPs, then it must be an approach developed ...
The kind of massive fraud alleged here is as mind boggling as it is disturbing. A defendant has not only been sued for fraud by ...