“A” is hereby granted relief from the requirement in Commission regulation 4.7(b)(3) to file with NFA and distribute to participants an annual report for fiscal ...
Nadex requested relief, for itself and its market participants, as applicable, from various swap data reporting requirements of Parts 43 and 45 of the CFTC’s ...
CX and CC also requested relief from the requirements of Commission Regulations 45.3(e)(i)(B),2 45.5(d)(2) and 45.14(b) on behalf of CX’s participants. CX is a designated ...
The non-prosecution agreements set forth how each trader employed a spoofing strategy that involved entering a large brief order (with the intent to cancel the ...
The era of Dodd-Frank implementation at the CFTC is now drawing to a close. It is time for the agency to resume normalized operations and ...
If confirmed, I will serve the CFTC's regulatory mission in a way that best fosters broad-based economic growth and American prosperity. In order for all ...
Sharon has been an active leader in many areas, including her sponsorship of the Market Risk Advisory Committee, and she has made a significant impact ...
Having just two Commissioners makes routine business difficult, but makes important policy decisions almost impossible. Without a full complement of commissioners to consider the far-reaching ...
Last week the European Commission proposed an amendment of EMIR to regulate third-country CCP, including a process to introduce a CCP location policy.
I look forward ...
To effectively oversee the evolving derivatives markets, the Commission is requesting $281.5 million and 739 full-time equivalents (FTE) for fiscal year 2018 operations. This is ...