At least one broker made false statements to CFTC staff during the investigation
PCI failed to disclose the cyber breach to its customers in a timely manner
Marconato made false statements to the NFA by denying the existence of his commodity pool
Jousef claimed “live” trades but never executed any
For nearly three years, Merrill Lynch failed to produce reliable audit trail data requested by Enforcement
Defendants fraudulently solicited and stole money from at least 30 individuals
RELEASE Number 8002-19 September 9, 2019 CFTC Orders Registrant to Pay $1.25 Million for Fraud, Unauthorized Trading, and Violating Speculative Position Limits in Live Cattle ...
RELEASE Number 7996-19 August 15, 2019 Kraft and Mondelēz Global to Pay $16 Million in Wheat Manipulation Case Penalty Valued at Three Times the Alleged ...
RELEASE Number 7995-19 August 12, 2019 CFTC Charges International Enterprise with Operating a $103 Million Fraudulent Binary Options Trading Scheme Washington, DC — The U.S. ...
RELEASE Number 7994-19 August 9, 2019 Federal Court Orders Defendants to Pay More Than $2.7 Million in a Forex Fraud Scheme Washington, DC — The ...