The Division will not recommend that the Commission take enforcement action against CMECE for failing to comply with Section 5b of the CEA or Parts ...
Liew, on numerous occasions, acting individually and in coordination with other traders on the precious metals trading desk of Financial Institution 1, placed orders to ...
In its request, the WMBAA contends that despite swap execution facility (“SEF”) efforts to continue to work on solutions to reduce operational and clerical errors,2 ...
I believe that the budget request that we are submitting is inadequate and will prevent us from being able to fulfill our mission of protecting ...
The Court found that the Defendants falsely represented to customers and prospective customers that the Defendants’ trading system had “never had a losing month,” and ...
LabCFTC will be the focal point of CFTC FinTech policy consideration and development. It will be the hub for our engagement with FinTech innovators and ...
The futures and swaps markets are rooted in the last century, and we now oversee trading that occurs almost exclusively on screens where transactions happen ...
The Cybersecurity Law will not become effective until June 1, 2017, and the Division understands that necessary implementing regulations have not yet been published. The ...
It is critical that international bodies make it their top priority to take up this challenge of looking across reforms to see if we have ...
Williams fraudulently solicited and accepted at least $13 million from 40 individuals to trade E-Mini S&P 500 futures contracts, among other things, in a pooled ...