Fisher submitted applications to the National Futures Association (NFA) to register Zero Chaos with the CFTC as a Commodity Trading Advisor (CTA) and to register ...
The Order also finds that, rather than trade binary options on behalf of their clients, the Defendants misappropriated almost $2 million of client funds, and ...
But, as I mention the CFTC’s Division of Enforcement, let me take this moment to warn those who may seek to cheat or manipulate our ...
I am beginning to wonder if we already need to do more to both push large entities to encourage greater innovation and to require that ...
The CFTC’s Division of Market Oversight further extends time-limited, conditional masking no-action relief provided in CFTC Letters 16-03 and 16-33 permitting Part 45 and Part ...
ISDA Japan requested relief for SDs that are subject to the uncleared swap margin requirements of both the CFTC and the Financial Services Agency of ...
You need to foster an environment that lends itself to inclusion. My staff will tell you that I like to hear their diverse viewpoints. I ...
Let me stress again that there are no easy answers to these problems, though fixing a lack of faith in institutions is certainly the most ...
Global systemic risk is not reduced by the abrupt cessation of risk hedging activity by American life insurance companies and retirement funds at a time ...
DSIO believes that a specific and limited no-action position will serve to preserve the Commission’s March 1 implementation commitment, while help-ing to avoid a disruption ...