Because foreign jurisdictions have made significant progress in implementing mandatory clearing regimes, but have not yet fully implemented regimes that encompass the range of products ...
The Division will not recommend that the Commission take an enforcement action against a non-U.S. SD or a non-U.S. MSP established in Australia, Canada, the ...
The U.S. Commodity Futures Trading Commission (CFTC) today released the agency’s enforcement results for fiscal year (FY) 2016. In the fiscal year that ended in ...
"I congratulate Tom Sexton on being named president and CEO of the National Futures Association (NFA). Tom brings a wealth of experience and a deep ...
The results show that clearinghouses had ample resources to withstand extremely stressful market scenarios on the test date. And they further showed that risk was ...
The CFTC charged them with unlawfully manipulating, attempting to manipulate, spoofing, and use of a manipulative device — all with regard to the E-mini S&P ...
I regret that derivatives regulation was not more of a focal point of policy discussion during the election. Most Americans would have found the subject ...
Sarao pleaded guilty in the U.S. District Court for the Northern District of Illinois to one count of spoofing and one count of wire fraud ...
It is an illustration of the fact that our regulations have not kept up with our modern markets. Today’s proposal is a part of what ...
Of these changes, there are two in particular that I want to flag. First, we are revising our registration regime to better focus our attention ...