Yet, these are not new protections. They are in place today. Simply citing them in the preamble and rule text of the Supplemental Notice gives ...
The Division of Market Oversight extended the no-action relief granted in CFTC Letter 15-55 for certain swaps required to be traded on a swap execution ...
Another type of analysis we routinely do is to decompose or deconstruct the order book. Think of the entire limit order book like an onion ...
We can bring the data the CFTC holds for the futures markets, as well as the data now collected on the swaps markets, to bear ...
Most of our work consists not of rule-making but other matters, such as ongoing examinations of firms to ensure compliance with rules, surveillance of markets ...
One issue was left uncertain, which was whether private rights of action under the CEA could be brought against RTOs, ISOs, and other market participants. ...
I support this commonsense decision that it is not in the public interest to allow private lawsuits against electric utilities trading in wholesale energy markets.
Two ...
The de minimis threshold determines when an entity’s swap dealing activity requires registration with the CFTC. Registration triggers capital and margin requirements as well as ...
I support this initiative to get additional data on this subject, and I do not support changing the threshold at this time. But I wish ...
The CFTC Complaint alleges that the Defendants engaged in a fraudulent scheme to misrepresent the profitability and success of a futures trading system that they ...