While Japanese law has some strong similarities to our own, there are some areas of divergence that are significant and would allow American companies to ...
My concerns were realized last week when Asian swaps markets ground to a halt amidst confusion about the application of new margin rules to major ...
Wang, at the time a clerk and assistant trader at a financial services firm that engages in proprietary trading of futures, options, and energy derivatives, ...
I support the no-action position taken by the Division of Swap Dealer and Intermediary Oversight (DSIO) that it will not recommend an enforcement action against ...
DSIO will not recommend an enforcement action against a Phase 1 Firm that, acting in good faith, has not completed required custodial agreements or requires ...
The amendments make changes to other key areas such as: eligibility requirements; award claims review; contents of record for award determinations; whistleblower identifying information; and ...
What makes the U.S. regulators’ decision not to delay so astonishing is its blindness to commercial reality. American markets will now have a higher margin ...
Based on the facts presented and the representations ISDA has made, the Division of Clearing and Risk and the Division of Swap Dealer and Intermediary ...
the Complaint alleges that Deutsche Bank’s swap data reported before and after the System Outage revealed persistent problems with the integrity of certain data fields, ...
The Defendants made numerous misrepresentations to investors, including on TradeMasters public website and on YouTube videos, to induce them to purchase the software. Schacke and ...