Following the United Kingdom’s vote to leave the European Union, the CFTC is closely monitoring the derivatives markets and working with the exchanges and clearinghouses ...
As I have said before, governance is not a topic that is unique to the futures or swaps markets. Instead, ideas for improving culture and ...
There are distinct financial safeguards afforded by holding customer funds at the BoC, as a central bank for a money center country, that merit an ...
A separate Order for Final Judgment, also entered on June 15, 2016, finds that, from least March 2010 to August 2013, Ryan Magee operated a ...
This final rule will significantly enhance data quality and reduce reporting costs in a number of ways. It streamlines the reporting process to ensure there ...
I therefore believe we owe it to stakeholders and end-users to finish a strong and effective regulation on automated trading this calendar year, and I ...
Regulation AT contains the notorious requirement that proprietary source code be accessible to the CFTC and the Justice Department without a subpoena. As I anticipated ...
The Divisions are issuing this no-action letter to extend the relief provided in CFTC Letter 15-24. Specifically, subject to the conditions listed below, the Divisions ...
Let me also note my willingness to finalize our proposal in phases. While this will of course be subject to a decision of the full ...
Is There a Need for A Greater Macroprudential Framework? Finally, there has been some attention paid recently to whether we need a greater “macroprudential framework” ...