Thus, for the sake of market certainty, I am voting yes to this rule. But I encourage my fellow Commissioners to work with me to ...
Today, instead of recognizing and building upon the strong foundation for mutual recognition of foreign regulatory regimes created by the G-20 commitments and the BCBS-IOSCO ...
It has been a privilege to work closely with Dan Roth throughout my time as Chairman of the CFTC. We have forged an excellent relationship ...
I truly congratulate Dan on his commitment to NFA. The success and vitality of the self-regulatory model is evidenced by own his rise from attorney, ...
Extension of conditional time-limited no-action relief for Yieldbroker Pty Limited with regard to Section 5h(a)(1) of the Commodity Exchange Act and Commission Regulation 37.3(a)(1) until ...
CFTC Commissioner J. Christopher Giancarlo expands on his “do no harm” regulatory approach to distributed ledger technology innovation by outlining five key steps for regulators ...
While some believe the Commission must have intended to exempt ISOs from private rights of action in the original order because it did not specifically ...
Today’s proposal manages to simultaneously toss legal certainty to the wind and threaten the household budgets of low and middle-income ratepayers by permitting private lawsuits ...
The Order finds that Cunningham violated CFTC Regulations when it failed to immediately notify the CFTC of an overnight deficiency of more than $3.4 million ...
I am particularly glad that this discussion is broken up by product class so that we can get a more complete, nuanced picture of the ...