Our first panel will discuss how the derivatives markets are functioning for market participants, and in particular, the commercial end-users who use them every day ...
The question that must be asked is whether the amount of capital constraint prudential regulators are placing on financial institutions is properly calibrated to the ...
We must also keep in mind that the swaps marketplace is changing. We now require clearing of most swaps and reporting of all swaps. We ...
The RED list complements registration information available on the National Futures Association website (https://www.nfa.futures.org). The CFTC publicizes the existence of the RED list to other ...
I also welcome today’s efforts to address the CFTC’s significant resource needs. The funding language proposed by Senator Stabenow addresses the fact that we are ...
DLT is likely to have a broad impact on global financial markets in payments, banking, securities settlement, title recording, cyber security and trade reporting and ...
Our budget is simply not proportionate to the responsibilities we face. The President’s budget request would change that. This budget will give us the resources ...
The Order further finds that Schleifer made numerous false statements and misrepresentations to the National Futures Association (NFA) during routine NFA audits, including falsely stating ...
In this April 2016 CFTC NAL, the Division is granting two components of no-action relief. The first component, described in Section I below, extends no-action ...
In response to the February 2016 FIA Letter, the Division is providing relief, via this no-action letter (the “April 2016 CFTC NAL”), from reporting certain ...