Defendants Khara and Salim, both individually and in a coordinated fashion, regularly placed larger aggregate orders for gold and silver contracts on the Commodity Exchange, ...
We are issuing this guidance after considering the useful input we have received from market participants expressing concern about this issue. I support this proposal, ...
The award is the largest made by the CFTC’s Whistleblower Program to date and the third award to a whistleblower who provided valuable information about ...
Consistent with CFTC Staff Letters 12-37 and 14-143, and its past practice in this area, the Division granted no-action relief from CPO and CTA registration ...
Defendants allegedly transferred only approximately 45 percent of the pool participants’ $505,000 to a trading account in the name of the commodity pool at a ...
However, Commerzbank AG does not complete its report by the CFTC deadline because its home jurisdiction requirements do not have a filing deadline for the ...
However, Deutsche Bank AG does not complete its report by the CFTC deadline because its home jurisdiction requirements do not have a filing deadline for ...
Regulators have a choice in this regard. I believe we can either follow a regulatory path that burdens the industry with multiple onerous regulatory frameworks ...
Thomas, Managing Director of Marbury, fraudulently deceived at least two customers, including Thomas’ father-in-law, to give Thomas and Marbury over $1.2 million for the ostensible ...
The Order finds that during the period from at least March 1, 2013 through April 30, 2014, the Respondents filed LTRs that routinely contained errors. ...