Opening Statement of Chairman J. Christopher Giancarlo before the Open Commission Meeting July 11, 2019 Good morning. This meeting will come to order. This is ...
Advisory to FCMs and time-limited no-action relief to DCOs with respect to the treatment of separate accounts by FCMs.
Federal Court Permanently Enjoins Defendants and Orders Them to Pay Penalties and Restitution for...
RELEASE Number 7965-19 July 10, 2019 Federal Court Permanently Enjoins Defendants and Orders Them to Pay Penalties and Restitution for Bitcoin Solicitation Fraud, Impersonating a ...
Advisory clarifying that no documentation concerning the collection, posting and custody of initial margin is required to be completed until the initial margin threshold amount ...
RELEASE Number 7955-19 July 2, 2019 CFTC Charges Hedge Fund with Violating Wheat Futures Speculative Position Limits Washington, DC — The Commodity Futures Trading Commission ...
Based on Eris Clearing’s representations, it is the Division’s understanding that Eris Clearing would not need to perform monthly stress testing, because it would ensure ...
RELEASE Number 7954-19 July 1, 2019 CFTC Grants DCO Registration to Eris Clearing, LLC Washington, DC —The Commodity Futures Trading Commission (CFTC or Commission) announced ...
RELEASE Number 7953-19 July 1, 2019 CFTC Announces $2 Million Award to Joint Whistleblowers Washington, DC — The Commodity Futures Trading Commission (CFTC) announced today ...
Joint Statement on CFTC-SEC Portfolio Margining Harmonization Efforts June 27, 2019 Washington, DC – Commodity Futures Trading Commission Chairman J. Christopher Giancarlo and Securities and ...
No-Action relief granted to registered floor traders from compliance with certain conditions in paragraph (6)(iv) of the "swap dealer" definition in CFTC regulation 1.3.