The action we have taken today will eliminate any potential obligation of commercial participants, who are not swap dealers (SD) or major swap participants (MSP), ...
fully recognize the difficulty in distinguishing between different types of physical contracts. If a particular contract or an element of a contract serves an ...
The action we have taken today is an important component of that agreement. The notice identifies the rules for which the CFTC will grant substituted ...
Today’s action furthers the commitment to a common approach for transatlantic central clearing counterparties (CCPs) announced on February 10, 2016 by my colleague, CFTC Chairman ...
The threat of cyberattacks may be the greatest threat facing our financial system today. Our proposal is simple: the private firms that run the critical ...
This no-action letter is being issued simultaneously with Federal Register Notice __ (“the Notice”), pursuant to which the Commission makes a comparability determination regarding the ...
The Order finds that TFF’s disclosure documents prepared by Equinox wrongly disclosed the basis on which management fees were charged, leading to overcharges of management ...
Extension of Time-Limited No-Action Relief with Respect to Certain Commodity Exchange Act Provisions That May Apply to Southwest Power Pool, Inc. and/or Its Participants
Regulators must always balance the public’s interest in collecting commercial information for use in investigations and enforcement, against costs and burdens placed on American commerce ...
This relief applies only to uncleared swap transactions executed on or pursuant to the rules of a SEF and is subject to the following conditions.