I have already spoken several times about the remarkable changes being wrought by the rise of algorithmic trading and the positive impact that I believe ...
we will discuss CFTC’s efforts to improve the quality of swap data reporting. As you know, reporting of swaps transaction data was a key goal ...
NAAM, by and through its employees, including Bethel and Labadie, solicited retail customers by telephone to engage in leveraged, margined, or financed precious metals transactions. ...
Ryan Magee fraudulently solicited and accepted at least $2 million from at least 30 individuals from the U.S. and Canada, claiming that he would trade ...
Time-limited no-action relief for end users from the Form TO filing requirement under Commission regulation § 32.3(b)(2).
The Requestors asked for relief from the registration requirements in the Commodity Exchange Act (“CEA”)1 for certain intermediaries located outside of the United States (“Foreign ...
An increase in our budget is a wise and necessary investment for our economy. Our derivatives markets are the most robust, dynamic and innovative in ...
We are very grateful for the increases we have previously received. Our fiscal year 2015 budget provided us an increase of $35 million over the ...
I am pleased that we have agreed upon a common approach regarding requirements for central clearing counterparties (CCPs). This approach, once fully implemented, will permit ...
The truth of the matter is that this dispute was totally contrary to the cooperative spirit of the 2009 G-20 Pittsburgh Accords and should have ...