Today I thought I would discuss how we, as the primary U.S. agency responsible for the derivatives markets, look at what is happening in the ...
Still, it cannot go unremarked that, in order to make full registration a reality, the Commission expressly relies on a series of five time-limited staff ...
We remain keenly focused on preventing excessive risk and promoting stability in the financial system. A primary emphasis here will be clearinghouse strength and resiliency ...
The CFTC can also pay awards based on monetary sanctions collected by other authorities in actions that are related to a successful CFTC enforcement action, ...
With respect to requesting and obtaining formal responses from relevant non-U.S. regulators or governing authorities, each reporting counterparty and reporting entity may rely on this ...
The Division of Swap Dealer and Intermediary Oversight provided no-action relief from CPO and CTA registration to the Board of Trustees of a pension plan ...
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Otkritie Capital International, Ltd. (OCI), a London-based corporate ...
The Order finds that the Defendants committed fraud in 2008 by failing to disclose the PIWM pools’ significant exposure to the Bernard Madoff Ponzi scheme, ...
Past instances of excessive speculation or attempted market manipulation might have been mitigated, if position limits had been in place. With position limits for precious ...
The ABA argues that the costs of clearing interest rate swaps, including recurring maintenance and transactional costs, are disproportionate to the limited number and notional ...