A major flaw in Dodd-Frank imposed indemnification obligations on overseas regulators in order to share this critical information, which has been preventing international data sharing ...
The CFTC’s Complaint alleges that, between at least June 2014 and the present, Bryant has fraudulently solicited and accepted at least $3 million from pool ...
Dodd-Frank and other new rules dictated by U.S. and European central bankers and bank prudential regulators with little practical understanding of trading markets seek to ...
The United States Attorney’s Office in Chicago brought a related criminal case against Bloom and Mosley based on the same conduct at issue in the ...
There are concerns that have been raised with respect to automated trading that also go beyond the scope of this proposal. These include whether our ...
I believe we now owe it to market participants, investors, and ordinary consumers to ensure that a reasonable level of regulation exists over this ...
There is strong reason for concern about maintaining the confidentiality of this source code. As we all know, the federal government has a poor track ...
Wells Fargo requests that the Divisions confirm that it will not recommend that the Commission initiate an enforcement action against Wells Fargo or its counterparties ...
First, I’d like to tell you about a report we released today on the so-called “de minimis threshold” for swap dealer registration. I’d then like ...
The Report is preliminary in nature. It provides no recommendations to the Commission in advance of the de minimis threshold lowering to $3 billion automatically ...